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Comply or Pay Up: U.S. Financial Regulators Take Aim at Electronic Communications Recordkeeping

Comply or Pay Up: U.S. Financial Regulators Take Aim at Electronic Communications Recordkeeping

by Zasio | May 1, 2023 | Blog, By Jared Walker

Over the past few years, and especially since the early days of COVID-19, workplaces have seen a huge increase in the use of electronic messaging and communications programs. Apps such as Zoom, WhatsApp, Microsoft Teams, and Slack are widely used for daily business...
SEC: More than $1 billion in fines issued after companies fail to preserve electronic communications

SEC: More than $1 billion in fines issued after companies fail to preserve electronic communications

by Zasio | Oct 11, 2022 | Blog

WASHINGTON, D.C., — Several firms have agreed to pay millions in fines after the federal government reported they failed to maintain and preserve electronic communications. In September, the Securities and Exchange Commission said it issued more than $1.1 billion in...

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